Plagiarism in Colleges in USA
Copyright 2000 by Ronald B. Standler
Table of Contents
Introduction
1. Plagiarism
2. Sources of Plagiarized Works
3. Law of Plagiarism
copyright law
trademark law
fraud
statutes about sale of term papers
4. Cases in the USA involving plagiarism in colleges
5. Cases against commercial sources
6. My Suggestions for Policy
7. Colleges have the right to rescind degrees
No Plagiarism for Ideas
Self-plagiarism
Threat of Litigation Against Reporters of Plagiarism
Links to other Webpages
Conclusion
Introduction
Plagiarism by students is a serious problem in colleges in the USA.
This essay discusses plagiarism from a legal perspective.
For other perspectives on the problem of plagiarism, see the
links section below.
The subject of plagiarism in colleges is rarely discussed in legal
journals and law textbooks. For example, the excellent book
by William A Kaplin and Barbara Lee, The Law of Higher Education,
third edition (1995), despite its length of 976 pages, mentions
plagiarism in neither the index nor table of contents.
A few colleges in the USA have posted a webpage about plagiarism,
and I mention a few of these webpages
later later in this essay.
Note that the definitions of plagiarism, and particularly the exclusion
of facts and ideas from plagiarism, in this essay are my personal views
of what the rules should be. The rules that apply to a student
are given in the regulations of the student's college, or in
instructions from the student's professor.
Before beginning this detailed discussion of the legal aspects of
plagiarism, it is worthwhile to take a moment to reflect on
why plagiarism is wrong.
- Reputations in academia are made on the basis of creating
new knowledge: discoveries of new facts, new ways of looking at
previously known facts, original analysis of old ideas, ....
A plagiarist receives credit for expression or analysis
that was improperly taken from someone else.
In this view, the plagiarist commits fraud, by claiming the work of
other people as the plagiarist's own work.
Respect for these academic values is also reflected in licensing for
professions (particularly law and medicine), employment on the basis
of academic credentials, and esteem from one's colleagues.
- Laws in civilized societies regard expression as property of its author.
This is not only the law of the USA, but also the law of more than
130 different nations that have ratified the 1886 Berne Convention
for the Protection of Literary and Artistic Works.
Plagiarism either by verbatim copying or paraphrasing
is infringement of a copyright, a kind of tort.
- A fundamental goal of education is to produce students
who can evaluate ideas both analysis and synthesis
and who can produce significant original thoughts.
Plagiarism is simply repeating words or thoughts of other people,
without adding anything new. Therefore, submitting a plagiarized
paper in addition to the wrongful conduct does not
demonstrate the level of understanding and skill that an educated
person is reasonably expected to have.
1. Plagiarism
What is plagiarism? In minor cases, it can be the quotation of
a sentence or two, without quotation marks and without a citation
(e.g., footnote) to the true author. In the most serious cases,
a significant fraction of the entire work was written by someone else:
the plagiarist removed the true author(s) names(s)
and substituted the plagiarist's name,
perhaps did some re-formatting of the text, then submitted the
work for credit in a class (e.g., term paper or essay)
or as part of the requirements for a degree (e.g., thesis or dissertation).
indicia of a quotation
When using another person's words, to avoid plagiarism one must
always do both of the following:
- provide a citation, either in the text or in a footnote, and
- either enclose their words inside quotation marks or
put their words in a block of indented, single-spaced text.
I define these two things as indicia of a quotation,
for ease of reference in this essay. Plagiarism is the act of
quoting material without including the indicia of a quotation.
Note that the intent of a plagiarist is irrelevant.
The act of quoting material without including the indicia of a quotation
is sufficient to convict someone of plagiarism.
It is no defense
for the plagiarist to say "I forgot." or
"It is only a rough draft." or
"I did not know it was plagiarism."
ideas too?
Some colleges have expanded the definition of plagiarism to include
copying ideas without providing a citation to
the original source. I argue
below
that such deliberate copying is misconduct that should be treated
separately from plagiarism.
Perhaps the authorities that include ideas in their definition of plagiarism
really intended to say that a close paraphrase of another author's work
is plagiarism.
paraphrasing without a citation is plagiarism
- Suppose one reads a book by Smith and encounters the short sentence:
- If the solution turns pink, it is worthless, and should be discarded.
- I believe it is plagiarism to paraphrase this sentence as:
- When the liquid becomes light red, it is spoiled, and should be poured
down the sink.
- Note that most of the words have been changed, yet the sentence
in a very real way has been copied. As will be noted
later in this essay, copying, even with "original" alterations,
can be copyright infringement.
That is why I believe that such copying is also plagiarism.
However, to prove this kind of plagiarism, one needs
to prove that the alleged plagiarist had the work in mind
if not actually next to the computer or typewriter keyboard
when he/she paraphrased it.
- The proper way to avoid such plagiarism is to cite the source in
the text, or in a footnote, as in:
- Smith [citation/footnote number]
has reported that when the liquid becomes light red,
it is spoiled, and should be poured down the sink.
- No quotation marks are needed, because these are not Smith's exact
words, but only a paraphrase. But a citation to Smith is still required.
- Note that the short sentence by Smith is just a terse, contrived example
for this essay, not an actual instance from plagiarized text.
In most cases of this type of plagiarism, many sentences
probably whole paragraphs will have been paraphrased.
fine points of paraphrasing
One might wish to concisely summarize a long passage
a direct quotation would be too long. Hence, one paraphrases the
original author.
In my view, one can properly write one paragraph that
summarizes a book, published paper, opinion of a court, etc.
using a paraphrase of the publication, with just one citation to that source
at either the beginning or end of one's paragraph.
The context makes it clear to the reader that one is describing
someone else's publication.
One should be careful not to include
one's original thought(s) in a paragraph that is summarizing
another person's thoughts, as such mixing could mislead the reader
about the scope of one's work.
Note that the amount of citations is a matter of style.
Some scholarly journals, particularly law reviews,
sometimes have a footnote for each consecutive sentence,
maybe even two footnotes attached at different places in one sentence.
In such writing, a printed page can easily contain
more space devoted to fine-print footnotes than to text.
If most of these footnotes are Id., the footnotes seem
excessive to me. If these copious footnotes are to different sources,
the page can be difficult to read, as full understanding may require
the reader to consider all of the citations.
Such copious footnotes are sometimes seen as scholarship run amok.
I emphasize that the appropriate style varies among different
intellectual disciplines: professors of law tend to use more footnotes
than either physicists or electrical engineers.
In my view, a proper paraphrase can even use a few isolated
words from the original source without including quotation marks.
When concisely summarizing a long passage, one also wants
to summarize accurately,
so using the identical but isolated words
may be appropriate.
In the above example, one might use Smith's word "pink" without
quotation marks in the paraphrase. However, it is always essential to both
(1) write text that makes clear that one is summarizing another's work
and (2) cite the original source somewhere within the paragraph.
On the other hand, a string of several consecutive words
copied verbatim from a source generally requires quotation marks.
In making such judgments, one might consider the originality of
the words. A common phrase (e.g., "obtained a writ of habeas corpus"
in law, or "three degrees of freedom" in physics) is less deserving
of quotation marks than genuinely original expression, since there may be
few conventional alternatives for accurately expressing the same idea or fact.
These fine points may be dangerous for students, who would be well
advised to use too many direct quotations, rather than paraphrasing.
Again, I say that the actual rules that apply to a student
are given in the regulations of the student's college, or in
instructions from the student's professor, but not my personal
opinions in this essay.
2. Sources for plagiarized text
Traditionally, a student simply
- copied paragraphs from various scholarly journals or books in the library, or
- removed an old term paper from the files in his
fraternity and copied some, or all, of it.
In the late 1960s, commercial services began to sell term papers to students,
sometimes under the euphemistic name of "academic research services".
These services are particularly repugnant, as these businessmen are making
a profit from the fraudulent acts of students, as well as damaging the
integrity of grades and degrees from schools and colleges.
And, since the mid-1990s, students can simply download material
from the Internet, without the bother of retyping the text.
While the Internet is a great resource for plagiarists, it can also
be a great resource for professors who are suspicious and want to take
a few minutes with search engines, in an attempt to find the true source.
Further, some commercial anti-plagiarism services have begun to prepare databases of
essays, term papers, etc. for comparison with a student's work submitted
in a class, in a large-scale attempt to find plagiarism by students.
Furthermore, the existence of free material on the Internet
is likely to diminish, if not kill, the business of selling term papers
from stock. Unfortunately, there may continue to be a business for
custom-prepared papers.
How common is plagiarization by students? No one really knows, because
most plagiarization is either undetected or unreported.
Julie Ryan,
an instructor at George Washington University, found that
"7 of 42 students plagiarized most or all of their papers" in a class
during the Fall 1997 semester. She says that, in the Spring 1998
semester, again 17 % of the students "plagiarized their entire
papers." But wait! That 17 % only represents the
plagiarists that she caught by using the AltaVista search engine
on the Internet, a method that will not find students who plagiarized
from books, scholarly journals, old term papers by other
students, material sold by term paper mills, ....
So the true incidence of plagiarism among students is higher than
one in six. Still, one in six is unacceptably high and
represents a serious erosion of quality and integrity in colleges in the USA.
I urge that faculty make an effort to detect and to punish plagiarists,
instead of trying to precisely determine the frequency of plagiarism.
3. The Law of Plagiarism
College rules for student conduct sometimes say that plagiarism
is an academic offense, not a legal offense.
That statement is not completely correct. Colleges certainly
have the authority to punish plagiarists in various ways, including
expulsion from the college or revoking a degree earned in part by
plagiarism. But plagiarism is also a legal issue.
copyright law
The owner of the copyright (i.e., in most cases, the true author)
could sue the plagiarist in federal court for violation of the copyright.
Any work created in the USA after 1 Mar 1989 is automatically protected
by copyright, even if there is no copyright notice attached to the work.
17 USC §§ 102, 401, and 405.
See my separate essay on copyright law.
It is important to note that the addition of original material
by the plagiarist in no way excuses the act of plagiarism.
The focus is on what the plagiarist did wrong, not what the plagiarist
did right.
Trivial changes in copied text, in an attempt to avoid copyright
infringement, are specifically prohibited by law in the USA:
- Nichols v. Universal Pictures Corp., 45 F.2d 119, 121 (2d Cir. 1930) ("It is of course essential to
any protection of literary property ... that the right cannot be limited literally to the text, else a
plagiarist would escape by immaterial variations.").
- Sheldon v. Metro-Goldwyn Pictures Corp., 81 F.2d 49, 56 (2d Cir. 1936) ("... no plagiarist can
excuse the wrong by showing how much of his work he did not pirate.").
- A Columbia Pictures' promotional poster for a movie infringed the copyright
of an illustration on the cover of a New Yorker magazine,
although the details in the movie poster had been changed from the
magazine cover (only the words "Hudson River" were the same in both items).
The judge ruled that the movie poster was "substantially similar"
to the magazine cover.
Steinberg v. Columbia Pictures, 663 F.Supp. 706 (1987).
trademark and unfair competition law
Professors and research scientists are often hired, promoted,
receive tenure, and are awarded salary increases on the basis of
their scholarly publications. To measure the significance of
scholarly publications, many administrators in colleges look at
Science Citation Index to see how often a professor's work
has been cited by others. Therefore, if D plagiarizes V's work
instead of D citing V's work then V is potentially
harmed by having fewer citations to V's work. On the other hand,
D is unjustly enriched by receiving credit for a publication
that was plagiarized, so D builds D's reputation with V's work.
Recognizing this harm, the true author could sue the plagiarist in
federal court for "false designation of origin",
15 USC § 1125,
since the plagiarist was misrepresenting someone else's work as his own.
Similarly, there are also possible remedies under state
unfair competition law.
Restatement of the Law (Third) Unfair Competition §§ 2, 3(b), 5 (1995).
Note that application of trademark and unfair competition law
requires that the "false designation of origin" be "in commerce".
Therefore, trademark and unfair competition law affects plagiarists
who write books or articles in archival journals but probably
not students who plagiarize a term paper for a class.
The application of trademark and unfair competition law to punishing
plagiarists is a new development in law, with few reported cases in the
USA at this time.
fraud
Beyond intellectual property issues (e.g., copyright and trademark),
the plagiarist committed fraud. The plagiarist knows that he
is not the true author of the work, yet the plagiarist willfully and
deliberately puts his name on the work (thereby concealing the true
author's name), then the plagiarist submits the work as an inducement
to some kind of reward (e.g., good grade on a term paper, awarding a
graduate degree for a thesis or dissertation, obtaining a scholarship,
winning a prize in a science fair, ...).
Using phrases like "academic misconduct" to describe plagiarism is
too sterile, too kind.
Plagiarism is fraud.
statutes about sale of term papers, etc.
The following states have enacted statutes to make unlawful sales of a
term paper, essay, report, thesis, or dissertation to students.
I did a quick search of statutes in the WESTLAW database
on 22 Jan 1999 I make no representation that this list
is either complete or current.
- California Education Code §§ 66400 66405
- Colorado § 23-4-101 106
- Connecticut § 53-392a e
- Florida § 877.17
- Illinois ch. 110, § 5/0.01 5/1
- Maine 17-A § 705
- Massachusetts ch. 271, § 50
- Nevada 207.320
- New Jersey 18A:2-3
- New York Education Law § 213-b
- North Carolina § 14-118.2
- Pennsylvania title 18, § 7324
- Virginia § 18.2-505
- Washington 28B.10.580 584
Note that sales of term papers can be unlawful in states that
have no specific statute on this subject. For example, the commercial
enterprise might be charged with aiding and abetting fraud in obtaining
a college degree, as in the Saksniit case that is discussed below.
The statutes in California, Illinois, and New York were first enacted in 1972,
other states enacted laws afterwards.
The offense is a misdemeanor, with a typical maximum punishment between
two and six months in jail or a fine not to exceed US$ 1000.
In theory, each act of selling a term paper is a separate offense,
so a businessman who sells
1200 term papers could receive consecutive sentences to
run for 200 years, at 2 months for each sale.
In practice, the punishment is likely to be not burdensome,
as white-collar criminals in the USA generally receive
light punishments compared to the harm that they do,
a point that I also make in my essay on
computer crime.
The statutes in a few states (e.g., Colorado, New Jersey, Virginia)
explicitly give a college or university the right to request a court enjoin a
business from selling term papers, etc. to its students.
In some other states, only the Attorney General can apply for the
injunction under the statute.
Since the Attorney General is likely to be busy prosecuting
"serious crimes" (e.g., homicide, rape, larceny, etc.), a statute
that permits colleges or universities to apply for an injunction is
a useful feature in the fight against sales of term papers.
In states without a statute against sales of term papers,
a college can apply for an injunction on the usual grounds of both:
- "irreparable future injury"
- "no adequate remedy at law" (i.e., award of money
would be inadequate or difficult to calculate).
Even in states with a criminal statute on this subject,
the common law of torts, as well as various other statutes,
could still be invoked by a college who wishes
to sue a business that sells term papers to its students.
The statute making sale of term papers a misdemeanor
may be useful in a tort case to demonstrate a duty.
Restatement (Second) of Torts, § 286 (1965).
However, a judge will need little persuasion before
the judge finds plagiarism to be socially undesirable
and harmful to both the university and its students.
For more information on the option of suing businesses in tort,
a college should consult an attorney who is licensed to practice in their state.
4. Cases Against Plagiarists in Colleges
As long as term papers, theses, and dissertations are required of
students and as long as professionals submit articles to
publishers there has been, and will continue to be,
isolated incidents of plagiarism.
However, beginning in the mid-1980s, there has been a significant
increase in the amount of litigation in courts in the USA
concerning punishments imposed by colleges and licensing boards.
Here is a quick review of the major cases, in chronological order:
student-plagiarists
Napolitano
In January 1982, Gabrielle Napolitano, then in her senior year at Princeton
University, plagiarized the majority of her 12-page term paper in a
Spanish class from a book in the library. While she did cite the book
in five footnotes, she did not include citations in the text for some
paraphrased material and she did not include the indicia of quotations
for "numerous" verbatim quotations. The professor was familiar with the book
and immediately recognized the plagiarism. The Princeton University
Committee on Discipline in February 1982 unanimously found
Napolitano had plagiarized and recommended punishment of
delaying her bachelor's degree for one year. Napolitano sued and the
judge recommended that Princeton give her a rehearing.
The Committee on Discipline gave her a rehearing in May 1982 and
again unanimously found her guilty of plagiarism and with one
abstention among the eight votes again recommended that her
degree be withheld for one year.
The trial court held that the evidence supported Princeton's
finding that Napolitano had plagiarized, and the appellate court
affirmed.
Napolitano v. Princeton Univ., 453 A.2d 279 (N.J.Super.Ch.Div. 1982),
aff'd 453 A.2d 263 (N.J.Super. 1982).
The judge in the trial court felt
that Princeton's punishment was too severe and he remarked:
- As this court has noted in prior hearings and
conferences, Princeton might have viewed the matter of the
penalty with a greater measure of humanity and magnanimity, with
a greater recognition of the human frailities [sic] of students under
stress, as the university apparently has done in many cases in
the past.
This court cannot mandate compassion, however, and will
not, nor should not, engraft its own views on Princeton's
disciplinary processes, so long as the standard of good faith
and fair dealing has been met and the contract between the
student and the university has not otherwise been breached.
- Napolitano v. Princeton Univ., 453 A.2d 279, 283 (N.J.Super.Ch.Div. 1982).
The trial judge does not specifically say why he felt that Princeton's
punishment was too severe, except for his cryptic remark about
"human frailties of students under stress",
alleged nonuniformity in penalties at Princeton for different plagiarists,
and some irrelevant remarks about Napolitano's
"previously spotless record",
her cumulative grade point average of 3.7 out of 4.0,
and her service to Princeton's athletic department after a knee injury
in her first week of her first year prevented her from playing
on the University's basketball team.
As for the trial judge's allegations of stress, the appellate court
noted that:
- [Napolitano] did not meet with Professor Molloy
to seek approval of her topic until December 16, 1981,
the last day of classes before Christmas recess.
She was one of the last, if not the last, to seek such approval from
Professor Molloy.
- Napolitano v. Princeton Univ., 453 A.2d 263, 267 (N.J.Super. 1982).
- The term paper was due not later than 13 Jan 1982.
In other words, any stress from waiting until the end of the
semester to begin the term paper was solely Napolitano's decision,
for which she should bear full responsibility.
- The appellate court also noted that
- ... everyone involved in this action regarded plaintiff as a
somewhat gifted[,] if not unusual student[,] of high achievement.
... Under those circumstances[,] should not the community of
Princeton University have been entitled to expect more of plaintiff?
- Id. at 278. The appellate court did not answer its rhetorical
question, which may have been intended as a gentle rebuke of the judge
of the trial court, who felt Princeton was too severe.
The appellate court quoted extensively from the 1980 edition of the
Rights, Rules, Responsibilities of Princeton University, in the section titled
General Requirements for the Acknowledgment of Sources in Academic Work:
- The academic departments of the University have varying
requirements for the acknowledgment of sources, but certain
fundamental principles apply to all levels of work. In
order to prevent any misunderstanding, students are expected
to study and comply with the following basic requirements.
- Quotations. Any quotations, however small, must be placed
in quotation marks or clearly indented beyond the regular
margin. Any quotation must be accompanied (either within the
text or in a footnote) by a precise indication of the
sourceidentifying the author, title, place and date of
publication (where relevant), and page numbers. Any sentence
or phrase which is not the original work of the student must
be acknowledged.
- Paraphrasing. Any material which is paraphrased or
summarized must also be specifically acknowledged in a
footnote or in the text. A thorough rewording or
rearrangement of an author's text does not relieve one of
this responsibility. Occasionally, students maintain that
they have read a source long before they wrote their papers
and have unwittingly duplicated some of its phrases or ideas.
This is not a valid excuse. The student is responsible for
taking adequate notes so that debts of phrasing may be
acknowledged where they are due.
- Ideas and Facts. Any ideas or facts which are borrowed
should be specifically acknowledged in a footnote or in the
text, even if the idea or fact has been further elaborated by
the student. Some ideas, facts, formulae,
and other kinds of information which are widely known and
considered to be in the "public domain" of common knowledge
do not always require citation. The criteria for common
knowledge vary among disciplines; students in doubt should
consult a member of the faculty.
- Occasionally, a student in preparing an essay has
consulted an essay or body of notes on a similar subject by
another student. If the student has done so, he or she must
state the fact and indicate clearly the nature and extent of
his or her obligation. The name and class of the author of
an essay or notes which are consulted should be given, and
the student should be prepared to show the work consulted to
the instructor, if requested to do so.
- Footnotes and Bibliography. All the sources which have
been consulted in the preparation of an essay or report
should be listed in a bibliography, unless specific
guidelines (from the academic department or instructor)
request that only works cited be so included. However, the
mere listing of a source in a bibliography shall not be
considered a "proper acknowledgment" for specific use of that
source within the essay or report.
- ....
- With regard to essays, laboratory reports, or any other
written work submitted to fulfill an official academic
requirement, the following are considered academic fraud:
- Plagiarism. The deliberate use of any outside source
without proper acknowledgment. "Outside source" means any
work, published or unpublished, by any person other than the
student.
- ....
- Please note that, while not all academic infractions
involve fraud, all are violations of the University's
standards and will normally result in disciplinary penalties.
- Because of the importance of original work in the Princeton
academic community, each student is required to attest to the
originality of the submitted work and its compliance with
University regulations:
Student Acknowledgment of Original Work
- At the end of an essay, laboratory report, or any other
requirement, the student is to write the following sentence
and sign his or her name: "This paper represents my own work
in accordance with University regulations." [Emphasis in original]
- Napolitano v. Princeton Univ., 453 A.2d 263, 265-266 (N.J.Super. 1982).
Therefore, Napolitano not only plagiarized, but also submitted a
false statement claiming as her own work quotations from the book
without the indicia of quotations.
Note that Princeton's definition of plagiarism does not
require an intent to deceive the reader.
Napolitano v. Princeton Univ., 453 A.2d 279, 281 (N.J.Super.Ch.Div. 1982).
Lamberis
Anthony Lamberis, an attorney in Illinois, was enrolled in classes
in an LL.M. program in Law at Northwestern University during 1970-71.
In 1977, he submitted a thesis that was rejected as unsatisfactory.
In 1978, he submitted a 93-page thesis, of which 47 pages were
"substantially verbatim" from two sources that Lamberis did not
cite. His professors detected the plagiarism in June 1979.
Lamberis attempted to resign from the law school, but Northwestern
University expelled him, then reported him to the Attorney Registration
and Disciplinary Commission.
- In an attorney disciplinary proceeding based on this conduct the
Hearing Board found that the
respondent had "knowingly plagiarized" the two published works and
that this plagiarism constituted "conduct involving dishonesty, fraud, deceit,
or misrepresentation" violating the Illinois Code of Professional
Responsibility DR 1-102(A)(4) (Illinois State Bar Association 1977).
The Hearing Board recommended that the respondent be censured.
The Review Board adopted the Hearing Board's findings of fact,
but recommended in a closely divided vote
that the respondent receive a suspension of six months.
- In re Lamberis, 443 N.E.2d 549, 550 (Ill. 1982).
- The only factual finding that the respondent disputes is the Hearing
Board's conclusion that he "knowingly plagiarized" the two published works.
In reaching this finding the Board regarded as unworthy of belief
respondent's explanation that his plagiarism was the result of academic laziness
and did not reflect an intentional effort to deceive his thesis examiners.
The Hearing Board found:
- "Respondent engaged in conduct which clearly
constituted plagiarism. Objectively considered, the facts
demonstrate nothing else. Subjectively, it is inconceivable to us
that a person who has completed undergraduate school and law school
would not know that representing extensively copied material as
one's own work constitutes plagiarism. Respondent's deception is
compounded by his lack of candor in claiming that his efforts were
not an intentional effort to deceive. We cannot accept an
assertion that would require that we find such a naivete or a lack
of intelligence on his part."
We agree with the Board's conclusions; given respondent's extensive
academic background and the extent of the verbatim copying, any other finding
would be untenable.
- Id. at 550-551.
- The Illinois Supreme Court spoke about the necessity of punishing plagiarists.
- In cases of this type, fairness and justice require that discipline
be imposed only "to protect members of the public, to maintain the integrity of
the legal profession and to safeguard the administration of justice from
reproach."
(In re Nowak (1976), 62 Ill.2d 279, 283, 342 N.E.2d 25.) In this
case, sanctions are appropriate and required because both the extent of the
appropriated material and the purpose for which it was used evidence
the respondent's complete disregard for values that are most fundamental
in the legal profession.
The extent of the respondent's plagiarism displays an extreme
cynicism towards the property rights of others.
He incorporated verbatim the work of other
authors as a substantial portion of his thesis and obtained no
permission for this use. Moreover, this conduct amounted to at least a technical
infringement of the publishers' federally protected copyrights. This fraudulent
conversion of other people's property is similar to conduct that Illinois and
other States have held warrants discipline.
- Id. at 551-552.
- The court held that Lamberis violated a provision in the
Code of Professional Responsibility for attorneys. The court continued:
- The respondent violated this provision when he
plagiarized the two sources. The essence of plagiarism is deceit.
In this case, the deceit is aggravated by the level on which it occurred.
Academic forums have a long and well-known tradition of evaluating each
individual on his own performance. The respondent attempted to exploit this
tradition to his own benefit; the purpose of his deceitful conduct was to obtain a
valuable consideration, an advanced law degree, that would have undoubtedly
improved his prospects for employment, reputation and advancement in the legal
profession.
- Id. at 552.
The Illinois Supreme Court censured Lamberis.
Note that Lamberis could have received a more substantial penalty:
Two dissenting justices believed
a suspension for three months was appropriate.
The Disciplinary Review Board recommended a suspension from the
practice of law for six months.
The Administrator of the Disciplinary Program recommended disbarment
of Lamberis.
Alsabti
The license of a physician to practice medicine in
Massachusetts was revoked, because as a student in 1978, two years
prior to earning his M.D. degree he submitted four plagiarized
articles for publication. The Board of Registration in Medicine found
in 1988 that this plagiarism demonstrated a "lack of good moral character
which is required to practice medicine."
The Supreme Court of Massachusetts affirmed this revocation.
Alsabti v. Board of Registration in Medicine,
536 N.E.2d 357 (Mass. 1989).
The actual situation is much worse than what the reported court opinion
indicates. Alsabti is reported to have plagiarized as many as
sixty articles and he claimed both a medical degree and a Ph.D.,
neither of which he had earned.
William J. Broad, Would-Be Academician Pirates Papers,
208 Science 1438 (27 June 1980);
William Broad and Nicholas Wade, Betrayers of the Truth: Fraud and Deceit
in the Halls of Science, at pages 38-52 (1982).
Paul Haugh
Paul Haugh was suspended from a private high school for plagiarism.
The high school notified colleges that had accepted Haugh of the
plagiarism. Haugh then sued in federal district court alleging breach of
contract and libel. Haugh "failed to offer any evidence whatsoever to
refute the charge of plagiarism. Furthermore, they did not, either in
their pleadings or in their proof, ever assert that the charges of
plagiarism or of lying were untrue."
Haugh v. Bullis School, 1990 WL 33945 at *1 (4thCir. 1990).
The district court granted the school's motion for
summary judgment. Haugh then filed an appeal
in the Court of Appeals, which affirmed the district court, found
the appeal to be both meritless and frivolous, and ordered
Haugh to pay US$ 7136 in attorney's fees for the appeal to the school.
Id. *1-*2.
Hand
Michael Hand "earned" a Ph.D. in counseling psychology at
New Mexico State University in 1982.
In the Fall of 1987 an anonymous tipster sent to the University
a copy two scholarly sources that Hand had plagiarized in his
dissertation. In April 1988, the University rescinded the
Ph.D. it had awarded to Hand.
Hand v. Matchett, 957 F.2d 791 (10thCir. 1992).
Dennis Allen Faulkner
Faulkner was a Ph.D. candidate at the University of Tennessee in Knoxville.
His faculty advisor, Frost, apparently told Faulkner to copy significant
amounts of material from research reports written by Frost
into Faulkner's dissertation.
It is noteworthy that Faulkner had not participated
in the research described in Frost's reports that were copied into
Faulkner's dissertation.
Faulkner was awarded the Ph.D. degree in May 1990.
Approximately one year later, the faculty voted 5 to 2 to
begin procedures to revoke Faulkner's doctoral degree, because of Faulkner's
plagiarism. Faulkner then argued that the University was estopped from
rescinding his degree, because Frost acting as an agent of the
University had told him to do the copying.
Faulkner v. Univ. of Tennessee, 1994 WL 642765 (Tenn.Ct.App. 1994)
The court considered
- ... whether or not the University can be estopped
in this case by the conduct of Dr. Frost.
The conduct of Dr. Frost in this matter is, to say the least,
unusual and to say the most, astonishing.
He, in fact, told the Appellant to do exactly what
the Appellant did and present the result as a doctoral dissertation.
He sought other employment following the allegations in this case.
In view of the unmistakable dictates of the "Guide to the Preparation of
Theses and Dissertations", it would be ludicrous to argue that Dr. Frost as
agent of the University of Tennessee possessed the express authority to
authorize Mr. Faulkner to plagiarize in his dissertation. Appellant must
rely, as in fact he does, upon "apparent authority" and "agency by estoppel".
[citation omitted]
- Id. at *4.
- The court reviewed the facts and the law, then concluded:
- The record in this case discloses no act of the University of Tennessee that
could possibly be construed as providing authority for Dr. Frost to waive the
prohibition against plagiarism, and clearly, Mr. Faulkner either knew or
certainly should have known that Dr. Frost possessed no such authority.
- Id. at *5.
- The court concluded that the University "is not estopped to
rescind the doctoral degree of Mr. Faulkner." Finally, in summing up
the whole case, the court remarked:
- Appellant appears before the bar of this Court pro se. If, in fact, his
work since the Administrative Law hearing is pro se, Appellant is a person of
remarkable intellect and ability. He does not appear to grasp the
self-evident fact that he has not earned his doctorate. He continues to seek
shelter under the shield of a professor who is more culpable in this case than
is the Appellant. His confidence is ill-placed, and the regrettable failures
of both Dr. Frost and the Appellant have borne bitter fruit.
- Id. at *6.
The U.S. Government brought mail fraud and other criminal charges against
Dr. Frost, Mr. Faulkner, and three others.
The Government proved that Frost operated a scheme to take
tuition money paid by government for education of government's employees,
where the employees submitted dissertations consisting of plagiarized material.
U.S. v. Frost, 125 F.3d 346 (6thCir. 1997),
cert. denied,119 S.Ct. 40-41 (1998).
The Court of Appeals noted that
- Awarding degrees to inept students, or to students who have
not earned them, will decrease the value of degrees in general.
More specifically, it will hurt the reputation of the school and
thereby impair its ability to attract other students willing to
pay tuition, as well as its ability to raise money.
- 125 F.3d 346, 367.
Sanderson
Sanderson was an undergraduate student in his final year
at the University of Tennessee in Knoxville
who plagiarized a paper that he submitted both for the requirements of
a class and a research paper contest.
"[M]uch of the first half of Sanderson's paper had
come from" a textbook used in Sanderson's previous class.
Further, Sanderson "used an unpublished master's thesis as a source[,] but
that he failed to cite that source anywhere in the paper."
The professor gave Sanderson a failing grade in the class and
notified University authorities. An administrative law judge (ALJ)
held a hearing. The ALJ could not find a definition of plagiarism
in the University's rules, so the ALJ used the definition in Black's
Law Dictionary. The ALJ concluded that Black's required intent to
pass off someone else's words or ideas as one's own,
and the ALJ found that Sanderson had no such intent, hence the
ALJ found no plagiarism. The Chancellor of the University reviewed
the record and reversed the decision of the ALJ, affirmed the failing
grade, and suspended Sanderson for one year. Sanderson then sued in court.
Both the chancery court and an appellate court affirmed the Chancellor's
decision. The Chancellor and the two courts agreed that the appropriate
definition of plagiarism was the one issued by Sanderson's professor
at the beginning of the semester, not the definition in Black's.
The professor's definition was simply "using an author's words or ideas without giving
credit", so intent of the plagiarist was properly not an issue.
Sanderson v. Univ. of Tennessee, 1997 WL 718427 (Tenn.Ct.App. 1997).
professors who plagiarized
By including the following cases in this essay, I do not
wish to cast aspersions on university faculty.
However, it is an acknowledged fact that a very few isolated professors
have engaged in plagiarization.
The typical punishment is termination of their faculty appointment.
The following cases are noteworthy
for remarks made about the seriousness of plagiarization.
Jason Yu
Dr. Yu was a tenured professor of civil engineering at the University of Utah.
The Academic Freedom and Tenure Committee at that University
concluded that Yu had failed to give credit to a co-author, which
was one instance of plagiarism. They also concluded that Yu had failed
to give authorship credit to two former students at Virginia Polytechnic
University, Yu's previous employer, for two publications that "were
90% prepared" by the students, which were two other instances of plagiarism.
The University of Utah Committee recommended that Yu be suspended for
one year without pay. The president of the University accepted
this recommendation, but Yu appealed to the internal grievance committee.
The grievance committee remanded to the Academic Freedom and Tenure Committee,
which on its second hearing recommended that Yu be permanently dismissed
from the University, and the president accepted that recommendation.
Yu then filed suit in federal district court, which found that "there
was ample evidence to support the charges of plagiarism and that termination
was permissible under the university's regulations. The court dismissed
the action sua sponte."
Yu v. Peterson, 13 F.3d 1413, 1415 (10thCir. 1993).
Yu appealed and the Court of Appeals affirmed the district court.
Hanifi
M. Jamil Hanifi plagiarized material from a book and an essay in his
doctoral dissertation at Southern Illinois University in 1969.
Hanifi later published "his" dissertation in a book, of which
"three of the nine substantive chapters ... were plagiarized."
The author of the essay discovered the plagiarism in 1976,
the author of the book discovered the plagiarism in 1977.
Southern Illinois University learned of the plagiarism in 1981.
At that time, Hanifi was a professor of anthropology at Northern
Illinois University, who was being considered as a new chairman
of the department. Tersely summarizing a long recital in the court's
opinion, Hanifi was given the choice of resigning or being fired,
Hanifi chose to resign. Hanifi then filed litigation that alleged
that his resignation had been coerced.
Hanifi v. Board of Regents, 1994 WL 871887 (Ill.Ct.Cl. 1994).
The court said the following regarding plagiarism:
- John LaTourette, the current president of Northern Illinois University, who
was the vice-president and provost of that university in 1981, acknowledged
that plagiarism is "probably the most serious charge against a faculty member
that one could imagine." The president of the university in 1981, William
Monat, similarly acknowledged that plagiarism is "probably one of the
greatest offenses that can occur in the academic community." Mr. Hanifi,
himself, has written to others and admitted during his testimony that
plagiarism involves "a complete lapse in professional judgment, moral sense
and respect for academic ethics," "a most serious violation with dishonor,
shame and guilt," "unethical conduct," "dishonorable and unprofessional
conduct," and "dishonorable act and reprehensible and condemnable,"
"a violation of basic scholarly activity and serious misconduct,"
"a despicable act and a serious mistake."
Mr. Hanifi acknowledged that the plagiarism is not erasable.
- Id. at *2.
- The court concluded that Hanifi had failed to prove that his
resignation had been coerced. Note the court's final sentence about
the bad character of a plagiarist:
- From a thorough review of the evidence in this case, we find that the
Claimant has failed to prove that his resignation was involuntary, coerced or
the product of duress. The testimony of Claimant and Respondent's witnesses
is at loggerheads. To believe Claimant's testimony as to coercion, duress and
involuntariness, we would have to disbelieve numerous other witnesses and
find some grand conspiracy among the top officials at Northern Illinois
University to injure Claimant, which would include mass perjury. Claimant has
presented no compelling evidence to corroborate his testimony and therefore
in light of the credible testimony disputing his claim, we find his testimony
incredible. Frankly, we do not believe this admitted plagiarizer when he
claims his will was overcome and he did not know what he was doing.
- Id. at *6.
summary
In every plagiarism case that I have found involving a
student or professor,
the court upheld the punishment imposed by the college.
Further, the court often make gratuitous, pejorative comments about
the bad character of the plagiarist, which show that it is unwise for
a plagiarist to complain about how he/she was treated.
A judge in a federal court, noted that one attorney had plagiarized
the Brief of the opposing attorney, then commented that opposing counsel had:
- failed to call this major breach of professional conduct to the
Court's attention. The Court, however, cannot let it pass without
condemnation.
Plagiarism is unacceptable in any grammar school, college, or
law school, and even in politics. It is wholly intolerable in
the practice of law.
- DeWilde v. Gannett Publishing, 797 F.Supp. 55, 56 (D.Maine 1992).
The Alsabti case, discussed above, shows how plagiarism
can haunt a person's reputation, even ten years later.
In summary, a plagiarist should accept their punishment
and humiliation for their reprehensible act, without also being
permanently enshrined in a reported court opinion.
In the Napolitano
case that was discussed above, the trial court remarked:
- Plaintiff had sought as additional relief an
injunction against Princeton's giving notice of its plagiarism
adjudication to any law school to which plaintiff had applied.
The notoriety deriving from this case, however, marks
plaintiff's record more permanently than anything that
defendant might place upon her transcript. Therefore, her
argument that there should be no such notification or notation
is moot at this point.
- Napolitano v. Princeton Univ., 453 A.2d 279, 284, n.5 (N.J.Super.Ch.Div. 1982).
5. Cases Against Commercial Sources
There are only a few reported cases against businesses that sell
term papers to students.
Saksniit
The first is State v. Saksniit, 332 N.Y.S.2d 343 (1972),
in which the New York State Attorney General filed litigation
to dissolve a corporation whose only business was selling term papers
to students.
The defendant's advertisement states:
- Do you have a term paper assignment that's a little too much work? Are you
cramped for time with a nightmarish deadline closing in? Let us help you. We
have a team of professional writers who can handle any subject. Our papers are
custom made, and professionally typed. We offer the most economical work
anywhere, at no sacrifice in quality or service to you.
This material is intended to be used for research and
reference purposes only.
- State v. Saksniit, 332 N.Y.S.2d 343, 345 (1972).
In 1972, defendants were charging US$ 1.90 per page for
a term paper from their stock, or $ 3.85/page for a custom-written paper.
The court noted that there were three signs in the corporate office:
- We don't guarantee grades
- We don't condone plagiarism
- No refunds
Id. at 345.
The court noted that:
- The termpapers are produced for defendants by free-lance writers who are
college graduates with some expertise in the subject involved in the particular
paper. The writers have signed a contract with defendants, promising 'to
submit research and writing that is commencerate [sic] in quality with Work
sufficient to be accepted in a Graduate Program at an accredited University.'
Additionallyand ironicallyeach writer promises 'that all
work he produces and submits will be original and the products of his own
research and writing, and the final product will not be work prepared
for him by others.'
- Id. at 345-346.
The basis of the prosecution was a New York State statute that says,
in part:
- "No person shall ... attempt to obtain by fraudulent means any diploma,
certificate or other instrument purporting to confer any literary,
scientific, professional or other degree ...."
- N.Y. Education Law, §224(2).
- A violation of the section is a misdemeanor and "any person who aids or
abets another * * * to violate the provisions of this section" is
"liable to the same penalties".
- N.Y. Education Law, §224(3).
- The court then declared:
- Any student who submits a 'ghost-written' termpaper as his own,
cheats. There is, conceptually, little difference between the 'ghost-written'
termpaper and the copied examination paper or the hiring of another to take an
examination in place of a student. Any student, therefore, who submits as his
own work a termpaper bought from defendants, gets credit for a course through
fraud, and thereby attempts to obtain his diploma or degree by 'fraudulent
means'.
- State v. Saksniit, 332 N.Y.S.2d 343, 346 (1972).
- Defendants protest they did not know they were encouraging fraud.
They point to their various disclaimers'This material is intended to be used for
research and reference purposes only;' 'We don't condone plagiarism.' Yet in
the very same breath they boast of the grades their former termpapers have
received. Their warning, 'We don't guarantee grades,' only accentuates their
awareness that some students could be relying on defendants' termpapers for
their grades.
- Id. at 348.
- After evaluating this defense, the judge stated:
- ... the court is convinced that defendants are
engaged in the business of selling termpapers to students, thereby knowingly
aiding and abetting them to attempt to obtain by fraudulent means a diploma,
degree or certificate, in violation of Education Law, § 224 ....
- The complaint seeks a dissolution of the corporate defendant on the ground
that the 'business activities of defendants,' have the 'direct capacity and
tendency of subverting the process of learning and encouraging intellectual
dishonesty and cheating,' and are therefore contrary to the 'public policy of
this State in maintaining and preserving the integrity of the educational
process.'
- 'Education,' wrote James Madison, 'is the true foundation of civil liberty.'
Assisting and promoting plagiarismthe most serious academic offensestrikes
at the core of the educational process, and thus at the very heart of a free
society. Doing a student's work for him not only deprives him of the valuable
disciplines of the learning process, but tends to destroy his moral fibre by
lending credence to the all too prevalent notion that anything, including a
college degree, can be bought for a price.
- Id. at 349.
- Then the court makes an observation that is not necessary to its
opinion, but shows the selling term papers is a particularly
reprehensible activity.
- The damage which defendants' business does to the fabric of the
scholastic community is dramatically made clear in a plea from a young
college student who writes to the Attorney General urging action:
- I am in competition with many students for entrance into a medical school.
Spaces are few and the many students make the competition fierce. Only one
student will occupy a seat desired by many, and he will be the student with the
best grades.
- The situation is tight enough as is, but what chance do I stand if my
independent work (term papers) must compete not with those of my peers but with
those of professionalspeople with Masters and even Doctorates in the areas in
which they write? I am subtly being blackmailed into using
their immoral services.
- An ironic development is the distrust my instructors have developed toward
and above-average term paper I submit.
- Sircan your office do anything to relieve this injustice? I do not
believe I am exaggerating if I claim that my future And my integrity are at
stake.
- Id. at 349-350.
- The court continued:
- The legislature of our state has enacted laws to prevent fraud in obtaining
degrees or diplomas (Educ.Law, §224), and to guard the sanctity of the
scholastic examinations (id., §225). It has thus declared it to be the
public policy of this state that the integrity of the educational process
should be protected and preserved. Whenever 'our courts are called upon to
scrutinize a (business) * * * which is clearly repugnant to sound morality and
civic honesty, they need not look for a well fitting definition of public
policy ....' [citation omitted]
- The business defendants are conducting is morally wrong. It subverts the
learning process and encourages intellectual dishonesty and cheating. It is
directly opposed to the declared public policy of our State. It exceeds the
purposes for which the corporate defendant was formed as set forth in its
certificates of incorporation and is ultra vires.
[citation omitted]
- Id. at 350.
- "Ultra vires" is an act by a corporation that exceeds its authority
under the articles of incorporation filed with the state.
The court granted a preliminary injunction that
prohibited the defendants from continuing to engage in their fraudulent
acts of selling term papers and appointed a receiver to
preserve the corporate assets, so any creditors could be paid.
The final disposition of this case is not reported.
International Term Paper
The U.S. Government applied to court for an order permitting
interception of all mail to four companies that sold term papers
to students. The Court of Appeals held that the mail fraud statute
applied to this situation, even though the fraudulent act was by
the buyer (i.e., a student who submitted the purchased term paper to a college
as the student's own work), because the seller contemplated a "scheme which
involves misrepresentation based on the materials which he sends."
U.S. v. International Term Papers, Inc., 477 F.2d 1277, 1280 (1stCir. 1973).
The final disposition of this case is not reported.
Magee
The following case is an action by the Attorney General of New York
State to "shut down" a corporation that sold term papers to students.
This is an entirely separate case from Saksniit, which was
previously quoted and summarized, except that the defendants in
Saksniit employed John Magee as their "administrative assistant".
332 N.Y.S.2d at 347. In the following case, Magee is the
defendant.
A preliminary injunction issued on 3 Aug 1979, ordering Magee to
stop selling papers to students. Magee "grossly flouted" the order
and, on 12 Dec 1979, the judge fined Magee US$ 1000.
People v. Magee, 423 N.Y.S.2d 417, 419-421 (1979).
The issue of whether or not to shut down Magee's business permanently
was only slightly more difficult.
There were no contested facts, so the judge ruled on summary judgment.
The judge characterized the Defendant's position:
- His basic defense is that the Education Law prohibits
the rendering of Assistance for hire, and his products were not "assistance"
but rather publications entitled to First Amendment protection. He argues that
his papers bear the same status as an encyclopedia article or bibliography, and
that the warning on his catalogue of approximately 5000 subjects for sale1
and the "conditions of sale"2 signed by the purchasing student, are
sufficient to raise an issue of fact as to his good faith.
- 1 Our Company operates as a publisher and distributor of educational
source material. It is not, and never has been, a writer of term papers or
other academic work. The material we provide is intended to provide the
reader with background and source material on a given topic, and not as a
substitute for the reader's own original research and writing. We do not
support or condone plagiarism or academic fraud of any nature.
- 2 I further agree and warrant that I shall not plagiarize of submit
all, or any part of said material as my own in fulfillment of the
requirements for a degree, diploma, certificate, courses of study, nor
permit any other person or persons to do so.
- Id. at 419.
- The court continues:
- These arguments are plainly specious. The papers purchased by the
Attorney General's agents and annexed to the motion are plainly designed to
deceive and would have no other utility in the world of scholarship. Carefully
tailored for submission as undergraduate work and keyed to the assignments in
specific undergraduate and graduate courses, they were sold for that express
purpose by defendant and his agents. These materials do not fall
within the exception to the Education Law ( Sec. 213-b, subd. 4) provided for
copyrighted materials.
The fact that the papers sold by defendant (at $3.50 per page) could
conceivably be put to a lawful use by a student of Aristotle or Shakespeare
does not make the statute interdicting them unconstitutional. A gaming
device which Could be played for sheer entertainment may be outlawed if the
purpose to which it is put is gambling [citations deleted]
These typewritten papers, in a format designed
for direct submission, and taken together with defendant's seductive sales
literature [footnote deleted], are full proof of unlawful intended use.
- Nor is defendant saved by the pious disavowals of plagiaristic intent
which the paper buyer ritualistically signs. This procedure is patently
tongue-in-cheek, and executed with an obvious wink. Precisely the same
subterfuge was easily brushed aside by the court in State of New York v.
Saksniit, 69 Misc.2d 554, 332 N.Y.S.2d 343, a similar cheating mill case in
which this very defendant is a named subordinate offender. Such a
sanctimonious charade stands on the same footing as the closing paragraphs in
Fanny Hill .... Undeniably Cleland's
heroine, after dozens of erotic bordello adventures, purports in the final
paragraphs of her narrative to discover the true value of domestic
tranquility. That belated appreciation did not serve to convert this work into
a moral tract, nor render is suitable for 18th Century Anglican curates in
their parish rounds.
- There is no genuine issue of fact.
The People are now entitled to a permanent injunction.
- Id. 419-420.
A1 Termpaper, et al.
In 1998, Boston University (BU) sued five separate defendants who were
engaged in the sale of term papers. BU alleged that defendants violated
the Racketeer Influenced and Corrupt Organizations Act (RICO),
18 USC § 1962, which was sufficient to give a federal court
jurisdiction over the matter. Unfortunately, technical deficiencies
in BU's pleadings caused the RICO complaint to be dismissed.
Boston Univ. v. ASM Communications, 33 F.Supp.2d 66, 72-74 (D.Mass. 1998).
The federal court then dismissed all of BU's claims under state law.
In passing, the federal court noted that:
- The Massachusetts criminal statute,
ch. 271 §50 that makes the sale of term papers
a misdemeanor gave no private right of action to BU.
Id. at 74-76.
- BU was not engaged in "trade or commerce" when its agents
purchased term papers from defendants in a sting operation,
thus BU could not bring a claim under Massachusetts statute
ch. 93A §11
that prohibits unfair or deceptive business practices.
Id. at 76-77.
- BU was not likely to meet the US$ 75,000 per defendant
threshold for suing in federal court on various other
claims under state law (e.g., tortious interference with university-student
relationships, fraud, aiding and abetting fraud).
Id. at 77.
The fact that Boston University lost this case in federal court
does not mean that its legal theories were invalid, but only
that the RICO claim must be pleaded more carefully.
The various tort claims may be viable in a Massachusetts state court.
The federal court noted in passing that, in 1981, BU had obtained
injunctions in state court prohibiting at least one of the present
defendants from selling term papers to BU students.
33 F.Supp.2d at 71.
This observation shows the remarkable persistence of businessmen
who sell term papers to students, since the businesses were still
selling term papers 17 years later.
6. My Suggestions for Policy
It is time that colleges took an active stand against plagiarism.
Professors should actively check for plagiarism.
When possible plagiarism is detected, professors should report the
case to the appropriate authorities on campus for investigation,
hearing, and resolution.
Every college administration should:
- inform every student during a required orientation lecture,
and also in the college handbook, of the definition of
plagiarism and the range of punishments.
- make available to every professor tools for detecting plagiarism
(e.g., one or more commercial services in the
links section below).
- periodically remind every professor of his/her duty to report
suspected plagiarism or other misconduct by students.
(Some specific suggestions for how to detect plagiarism are given
later in this essay.)
- use new topics for term papers or projects every semester.
This requires more creativity by professors, but it defeats the
utility of files in local fraternities for plagiarists or passing
materials between successive years of students.
- specially counsel foreign nationals
that regardless of the customs and practices in their native
country the college will strictly hold them to the American
standard that plagiarism is forbidden.
(My experience both in reading reported court cases in the USA,
as well as in my ten years as a professor in the USA, is that immigrants
or foreign nationals both students and faculty
are involved in a disproportionately large number of cases
of plagiarism in the USA. I do not want to
say anything offensive to honest people in other cultures or other
countries, but the pattern is apparent and we need to defeat
the defense that "Plagiarism is accepted in my home country.")
- design procedures for investigation
and hearings to be minimally burdensome for professors, so that reporting
misconduct does not mean that the professor is volunteering for significant
extra work. Instead, the burden of extra work should fall mainly
on administrators and staff, or alternatively
on consultants hired by the college.
This last point is important: if the college
makes the misconduct investigations and hearings too cumbersome,
professors will simply avoid reporting suspicions of
misconduct to the appropriate authorities on campus.
A professor might then simply give a suspected plagiarist
a lower grade than they would have earned if they were honest
(or simply giving the suspect a private reprimand in the
professor's office),
a "punishment" that the plagiarist might welcome, in contrast
to having sanctions marked on their transcript, or even possible expulsion
from college. This raises the possibility that a student could
meander through college, plagiarizing here and there, without
anyone being aware of the consistent pattern of misconduct that
marks this student as unworthy of a college degree.
While I have not seen this concern mentioned in any of the court
opinions that have addressed the issue of proper procedure, it worries me.
How to detect plagiarism
Whenever a professor sees a paper written with an unconventional
style, or with word choice that reflects more advanced knowledge of the
field than a typical student would have, the professor should
suspect plagiarism. The professor can easily ask the suspected
plagiarist to explain a particularly obscure point. A student who
struggled honestly to understand the material will give a convincing
explanation, while a plagiarist will be dumbfounded or mutter
platitudes.
Professors should also be alert for styles that shift within the
paper, as the student switches roles from plagiarist to author.
The following techniques for detecting plagiarism are from a list of
15 suggestions by Margaret Fain and Peggy Bates
at Coastal Carolina University in their document titled
Detecting Plagiarization.
- "Writing style, language, vocabulary, tone, grammar, etc." is
different from "what the student usually produces. It doesn't
sound like the student."
- "Essays are printed out from the student's web browser."
- "Web addresses left at the top or bottom of the page.
Many free essays have a tag line at the end of the essay
that students often miss."
- "References to graphs, charts, or accompanying material that isn't there."
- "References to professors, classes or class numbers that are not
taught at" the college.
- "Citations are to materials not owned by" local libraries to which
students have access.
- Dead links, or inactive URLs, in student's page. This is a symptom
that the page was prepared many months ago and is now stale.
- "All citations are to materials that are older than five years."
- Historical events are referred to in present tense.
- "Students can not identify citations or
provide copies of the cited material."
Once plagiarism is suspected, a
professor can type a distinctive phrase from a student's paper
into a good search engine, and see what material can be found.
With some luck, a professor may be able to find the source of the student's
paper. In this type of search, one does not use typical key words
that would retrieve information on the student's topic.
Instead, one uses a distinctive phrase that one hopes is unique,
with the intent of retrieving one source for the plagiarized
paper. I have listed
my favorite
search engines in a document at my personal website.
7. Colleges may rescind degrees
What happens if plagiarism, or other academic misconduct,
is discovered after a degree has been awarded?
The answer is simple: the college has the legal authority
to revoke or rescind an academic degree.
There are only a few reported cases in the USA concerning the
ability of a college to rescind an academic degree:
- Waliga v. Board of Trustees, 488 N.E.2d 850 (Ohio 1986)(Kent State
University decided to rescind Waliga's B.A. degree,
17 years after it was awarded,
because of 28 discrepancies in the grades on the
official transcript and the handwritten reports submitted by
the instructors in Waliga's classes.)
There is not the slightest hint in the opinions available
on WestLaw for how these discrepancies arose. The most
comprehensive discussion is in an unpublished opinion:
1984 WL 6436, *1 (Ohio.App. 1984).
- Crook v. Baker, 813 F.2d 88 (6thCir. 1987)(University of
Michigan rescinded a M.Sc. degree in geology, because of fraud
in that thesis.)
- Hand v. Matchett, 957 F.2d 791 (10thCir. 1992)(New Mexico
State University, by the Dean of the Graduate School, attempted to
rescind a Ph.D. in counseling psychology that had been awarded to Hand
for his dissertation that contained plagiarized material.)
Both the District Court and the Court of Appeals held that,
under New Mexico state statutes,
only the Regents could award or rescind a degree, so the
revocation was unlawful. The Court of Appeals cited Waliga
and Crook and concluded, at 795, "The ability to revoke
degrees obtained through fraudulent means is a necessary corollary
to the Regent's power to confer those degrees."
The Court of Appeals, at 795, stated that
the University could withdraw Hand's Ph.D. degree,
but the Regents must do the withdrawing.
- Faulkner v. Univ. of Tennessee, 1994 WL 642765 (Tenn.Ct.App. 1994)("The
University of Tennessee is not estopped to rescind the
doctoral degree of Mr. Faulkner." Mr. Faulkner "does not appear to
grasp the self-evident fact that he has not earned his doctorate.")
A paragraph of the Ohio Supreme Court's opinion in Waliga
is worth quoting here:
- We consider it self-evident that a college
or university acting through
its board of trustees does have the inherent authority to revoke an improperly
awarded degree where (1) good cause such as fraud, deceit, or error is shown,
and (2) the degree-holder is afforded a fair hearing at which he can present
evidence and protect his interest. Academic degrees are a university's
certification to the world at large of the recipient's educational achievement
and fulfillment of the institution's standards. To hold that a university may
never withdraw a degree, effectively requires the university to continue making
a false certification to the public at large of the accomplishment of persons
who in fact lack the very qualifications that are certified. Such a holding
would undermine public confidence in the integrity of degrees, call academic
standards into question, and harm those who rely on the certification which the
degree represents.
- Waliga v. Board of Trustees, 488 N.E.2d 850, 852 (Ohio 1986).
Quoted with approval in:
Hand v. Matchett, 957 F.2d 791, 794 (10thCir. 1992);
Crook v. Baker, 813 F.2d 88, 93 (6thCir. 1987);
Faulkner v. Univ. of Tennessee, 1994 WL 642765 at *6 (Tenn.Ct.App. 1994).
These cases all involved state universities.
This is significant, because the ex-student
often alleged that the degree was rescinded without
"due process of law", a legal right that only applies to people in their
relations with government. Simply put, a private college can legally
rescind a degree without bothering about "due process".
There may be other legal rights that a grieved ex-student could
bring against a private college, but this is not the place to speculate
on what those rights might be.
double jeopardy ?
Someone who knows a little about constitutional law might ask if the
prohibition against double jeopardy (Fifth Amendment of the
U.S. Constitution) acts to prevent punishment by both a college
and a court. The answer is clearly no.
Any punishment by a college is completely separate and independent of a
punishment by a court. It is legally permissible for a plagiarist to be:
- expelled by a college or have their degree rescinded by a college
- sued in civil court by the owner of the copyright
(e.g., the true author or his/her assignee)
for copyright infringement,
- tried in criminal court on charges of fraud, and
- have a licensing board revoke or suspend their license to practice
law, medicine, or some other profession.
This result is clearly just, because each punishment protects a different
group of people from a different harm:
- the college protects its good reputation and
the integrity of its degrees,
- copyright law protects the owner of the copyright,
- criminal law expresses the outrage of civilized society at evil acts,
- the licensing board protects an innocent public who reasonably trusts
professionals to be honest, ethical, and competent.
The Fifth Amendment only prohibits multiple criminal trials
by the same government. For more about double jeopardy, see my
essay
on the differences between civil and criminal law.
A 1997 case in Oklahoma state court concerned a University of Oklahoma
student who "falsely reported a car-jacking" to the University's police
department. "The University placed him on disciplinary probation for
one year and ordered him to complete 100 hours of community service"
at the University. The State of Oklahoma charged the student with
a misdemeanor and the student's attorney moved to dismiss the charge,
arguing double jeopardy. The Court of Criminal Appeals of Oklahoma
ruled that the criminal charge was not barred by double jeopardy.
The opinion of the Oklahoma court cites a number of federal and state
cases.
State v. Kauble, 948 P.2d 321 (Okla.Crim.App. 1997).
No plagiarism for ideas ?
Some colleges have expanded the definition of plagiarism to include
copying ideas without providing a citation to
the original source. I agree that one should provide a
citation for all substantial information that is taken from another source:
- to give credit to the person who supplied the information or
who first made the discovery,
- to relieve the writer from the responsibility
for the accuracy or truth of the information,
- to lead the reader to a source of more detailed
or complete information, or
- to give the reader a sense of the historical evolution of
ideas in the field.
However, an author properly does not provide a citation to facts or ideas
that are part of the general knowledge in the subject area of the paper
(e.g., Newton's Laws of Motion, a mathematical theorem, etc.),
unless the author is discussing the history of the subject.
The key issue is whether the reader might mistakenly believe
that the fact or idea was original with the author of the paper.
When in doubt, provide a citation to the source.
Personally, I prefer to consider failure to cite sources of facts or
ideas as something other than plagiarism. Such a failure to cite
sources of facts or ideas might be:
- sloppy scholarship, making unsupported assertions
- negligent misrepresentation about the scope of the author's work,
- if the author had intent to deceive the reader:
fraudulent misrepresentation about the scope of the author's work,
- in some cases: a matter of academic style that is a judgment call
for an author, supervisor, reviewer, or editor.
In theses or dissertations, problems of whether to cite to a source of
facts or ideas should be resolved when the student submits a draft
to his/her faculty advisor. If a citation is desirable, the advisor
simply scrawls "cite a source" or "cite your sources" in red ink
on the draft.
Whether to cite facts can depend on the forum or audience.
For example, a textbook, or a general essay to inform the reader,
summarizes accepted knowledge without citations to primary sources.
The same text published as a review article in a scholarly journal,
or a dissertation submitted in partial fulfillment of the requirements
of a doctoral degree, definitely needs citations to primary sources.
One of my reasons for considering a narrow definition of plagiarism
is that I prefer that to have the academic offense of plagiarism and
the legal wrong of copyright infringement overlap.
By definition, copyright protects only expression, not ideas,
not facts. 17 USC §102(b).
It is interesting but ultimately not enlightening
to consider the position of patent law on use of facts.
Patent law, like copyright law, does not recognize ownership of facts.
Patent protection is restricted by statute to only a
"new and useful process, machine, manufacturer, or composition of
matter." 35 U.S.C. § 101.
It is well-established law that one can not patent any of the following:
law of nature
natural phenomenon
abstract idea
purely mental process
algorithm
mathematical formula
Diamond v. Diehr, 450 U.S. 175, 185, 191-193 (1981);
Gottschalk v. Benson, 409 U.S. 63, 67 (1972);
Funk Bros. v. Kalo Inoculant, 333 U.S. 127, 130 (1948);
O'Reilly v. Morse, 56 U.S. 62, 116 (1853);
LeRoy v. Tatham, 55 U.S. 156, 175 (1852);
Prater, 417 F.2d 1393, 1402 (1969)(purely mental steps).
However, the relevance of patent law to plagiarism is questionable.
The sole purpose of a patent is to exclude others from
making, using, or selling a commercially useful invention.
35 U.S.C. §271.
In contrast to commerce, scholars welcome the use of their ideas
by others, provided that the scholar receives credit for his/her idea
in a citation.
Another of my reasons for considering a narrow definition of plagiarism
is the difficulty of proof that an author copied an idea.
Any intelligent, creative person routinely has "original" thoughts.
A careful search of books and scholarly journals in a library
will likely reveal that the same thought had been previously expressed by
someone else. Even if an author spends days searching books and journals,
diligently trying to find a previous expression of an idea,
it is possible to overlook a relevant previous expression, particularly
in older literature that is not indexed in online search engines
(e.g., Physics Abstracts, Chemical Abstracts, MEDLINE, WESTLAW, etc.).
It is inappropriate to impose disciplinary sanctions on an author
for an innocent mistake, such as overlooking some earlier source, because
an evil intent (i.e., mens rea) is generally
an essential part of misconduct.
Said in another way, without an evil intent, there is no misconduct.
In contrast to the sometimes discretionary nature of citations for
facts or ideas, or the possibility of innocently overlooking an earlier
expression of an idea,
using someone else's words without the
indicia of a quotation
is always wrong. Further,
there is a negligible probability that an author could independently
create expression that consists of hundreds of or even several dozen
identical words in the same sequence as an earlier author.
And, as mentioned above, copying another's words, then making a few
"original" changes, does not defeat a charge of copyright infringement.
Self-Plagiarization
There are two forms of self-plagiarization:
- for students self-plagiarization is taking a term paper or
essay that was written for one class and submitting substantial parts
of that work for credit in a second class, without informing the
instructor.
- for professionals self-plagiarization is using part of one
publication in a subsequent publication, without the indicia of a
quotation or citation to a paraphrase of an earlier publication.
Self-plagiarization is wrong for students, because each class is supposed
to represent acquisition of additional knowledge. Recycling an old term
paper frustrates that goal.
Self-plagiarization in publication is wrong for several different reasons:
- The number of scholarly publications is an important credential
for authors in academia. Repeating the same publication inflates
the number of publications, giving the plagiarist an undeserved
good reputation.
- Most scholarly journals only accept new material for publication.
Repeating previously published text is a fraudulent misrepresentation
by the author to the editor of the journal.
- Publication of the same material more than once
wastes space on library shelves, and wastes money in library budgets.
- Moreover, someone doing a diligent search of the literature could
order copies of two or three "different" scholarly papers, which,
when read carefully, contain essentially the same information,
thus wasting photocopy expense, interlibrary loan expense, etc.
Threat of Litigation Against
Reporters of Plagiarism
Sometimes, when a professor suspects plagiarism or other fraud by a student,
the student threatens to sue the professor if the misconduct is reported.
The fear of litigation may coerce the professor into silence.
Such silence not only allows the plagiarist to escape the consequences
of his/her actions, but also allows the plagiarist
to continue his/her misconduct in other classes and, after graduation,
in other institutions.
(This coerced silence reminds me of stories of New York City
residents who sit in their office or apartment and watch someone
being mugged on the street, but who do not call the police, because
"they don't want to get involved".)
While I suppose it is possible that a plagiarist could
sue for damage to his reputation, the plagiarist would likely lose
a summary judgment motion by the defendant. As a practical
matter, the plagiarist is unlikely to sue, because:
- the publicity of the litigation would harm the plagiarist's reputation
more than any allegations that prompted the litigation,
- an ethical attorney would not file a groundless law suit on behalf of
the plagiarist,
- the plagiarist probably is unable to afford
the cost of litigation, while the university
is likely to pay an attorney to defend a professor for any action
arising from the professor's official duties.
So the threat of litigation by a plagiarist is likely just an
empty threat, made in an emotional moment when the plagiarist is scared
of being punished.
I don't recommend being confrontational, but one could reply to
threats of litigation with:
- It is never defamation to make a true statement,
even if the statement damages the plagiarist's reputation.
- There is a privilege for good-faith reports of misconduct
to the proper authorities. Even if the authorities eventually
conclude that there was neither plagiarism nor misconduct,
good-faith reporting is not defamatory.
- As mentioned above, judges
have a low regard for plagiarists. A plagiarist has already
damaged his/her own reputation by the act of plagiarization.
- Plagiarists are tortfeasors, not victims.
The real victims are (a) the true author whose work was plagiarized,
and (b) the professor who [almost] gave credit to the plagiarist
for someone else's work.
- One could threaten to counter-sue for malicious prosecution,
including the value of one's time to respond to groundless accusations
and reimbursement of attorney's fees.
Moreover, the college's policy manual may impose
a duty on every professor to report plagiarism or other misconduct.
With such a duty, the professor could get in more trouble for not
reporting plagiarism than for reporting plagiarism.
Links to Other Webpages
To make it easier to update this essay, and also to update future Adobe PDF versions of this essay,
I have put my links in a separate HTML document.
These links are not a bibliography for this essay,
but are provided as either alternative views or resources for
teaching students to avoid plagiarism.
Conclusion
Academic degrees represent a college's public certification that
a former student possesses at least some minimum amount of knowledge
and intellectual skill. Such degrees are commonly used a minimum
credential for being hired to fill a professional position,
not only physicians, attorneys, engineers, scientists, teachers,
but also managers.
If academic degrees are to have any meaningful significance,
then they must not be awarded to students who plagiarize material,
cheat on examinations, commit fraud in reporting research results,
and other kinds of serious misconduct. Plagiarizing, cheating, or fraud
must not be an alternate route to a diploma.
When a diligent student who writes an original paper gets a lower grade
than a plagiarist, the instructor effectively punishes the honest student
and rewards the wrongdoer.
It is time that colleges took an active stand against plagiarism.
Professors should actively check for plagiarism.
When possible plagiarism is detected, professors should report the
case to the appropriate authorities on campus for investigation,
hearing, and resolution.
this document is at http://www.rbs2.com/plag.htm
My most recent search for court cases on plagiarism was in Dec 1999.
version 14 April 2001, links updated 3 Feb 2007
return to my homepage at this website